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Tag: Newbridge Securities investigation


Newbridge Securities Censured & Fined $225,000

FINRA Sanctions Newbridge Securities, Boca Raton, FL According to a Letter of Acceptance, Waiver and Consent, on September 26, 2019, the...

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Current Investigations

Newbridge Securities & GPB Holdings II Lawsuits

Investment Losses – GPB Holdings II LP & Newbridge Securities If you have suffered investment losses in GPB Holdings II LP with...

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Blog, Securities Fraud Articles

FINRA Lawsuit filed against Newbridge Securities Corp. 

Newbridge Lawsuit Alleges Financial Advisor Larry Labine made Unsuitable Investment Recommendations The White Law Group recently announced...

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Current Investigations, Securities Fraud Articles

Newbridge Securities sued for Unsuitable Investments

PA Financial Advisor Austin Dutton – 4 Pending Customer Complaints According to an article in the Philadelphia Inquirer, three retired...

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Blog, Current Investigations, Securities Fraud Articles

Newbridge Securities Fined for Failure to Supervise

PA Regulator Hits Newbridge Securities with $499,000 Fine over Structured Products The Pennsylvania Department of Banking and Securities...

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