Tag: mutual fund fees

Private Advisor Group settles with SEC for $5.8 Million , featured by top securites fraud attorneys, the White Law Group

July 25, 2022

Private Advisor Group LLC settles with SEC for $5.8 Million

SEC Charges Private Advisor Group with Alleged violations related to Mutual Fund Share Class selection and 12b-1 Fees According to an...

Blog

February 27, 2017

Investor Alert: Mutual Fund Fees

Are you aware of how much you are paying in mutual fund fees? It’s important to be aware of all the mutual fund fees associated with any...

Blog, Securities Fraud Articles

July 21, 2011

FINRA suspends former Next Financial broker, William Bailey

The Financial Industry Regulatory Authority (FINRA) recently announced that it has suspended William Bailey, a former NEXT Financial Group,...

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