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Tag: mortgage delinquencies

Blog, Securities Fraud Articles

August 3, 2011

FINRA Fines Credit Suisse & Merrill Lynch for Misrepresentations

The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse Securities (USA) LLC $4.5 million, and Merrill Lynch $3...

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Blog, Securities Fraud Articles

October 19, 2010

FINRA Fines Deutsche Bank Securities For Misrepresentation

FINRA recently announced that it has fined Deutsche Bank Securities, Inc. $7.5m for “negligently misrepresenting” delinquency...

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