Call Now for a Free Consultation
(888) 637-5510

Tag: Miami investment fraud attorney

Blog, Securities Fraud

November 14, 2012

SEC Charges Miami-Based Adviser With Hiding Trading Losses and Diverting Client Funds

On November 9, 2012, the Securities and Exchange Commission (the “SEC”) charged a Miami-based investment adviser with defrauding his...

Read More →

Blog, Securities Fraud

October 24, 2012

Recovery of Giancarlo Ciocca Investment Losses

Have you suffered losses investing in leveraged or inverse ETFs recommended to you by former Merrill Lynch financial advisor Giancarlo...

Read More →

Blog, Securities Fraud

October 21, 2009

CP Capital Securities, Inc. fined for securities violations.

FINRA recently announced that CP Capital Securities, Inc., a registered broker-dealer based in Miami, Florida, has been fined $21,500 for...

Read More →

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.