Tag: Miami

Blog, Securities Fraud Articles

Representing Foreign Investors In FINRA Arbitrations

It is not uncommon for foreign investors to seek to establish an investing relationship with a United States based broker-dealer (either...

Read More

Blog, Securities Fraud Articles

Columbus, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

Read More

Blog, Securities Fraud Articles

Cincinnati, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

Read More

Blog, Securities Fraud Articles

Thailia Alisa Tucker barred from FINRA for securities fraud

FINRA recently announced that Thailia Alisa Tucker, a former financial advisor for Wachovia Securities, LLC in Miami , Florida , has been...

Read More

Blog, Securities Fraud Articles

Lorraine Leonie Macko fined and suspended

FINRA recently announced that Lorraine Leonie Macko (formerly of RBC Capital Markets Corporation in Miami , Florida ) has been fined $6,000...

Read More

Blog, Securities Fraud Articles

Maria Duarte Pumariega barred from FINRA

FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly registered with Wachovia Securities in Miami, Florida,...

Read More