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Tag: Merrill Lynch Strategic Return Notes investigation

Blog, Current Investigations

November 5, 2016

Investor Alert: Structured Notes & Short Term Steepeners

Structured notes products are, generally speaking, unsecured debt with payoffs linked to a variety of underlying assets. These products can...

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Blog

June 23, 2016

Merrill Lynch fined over structured notes sales

The Securities and Exchange Commission recently announced that Merrill Lynch has agreed to pay a $10 million penalty to settle charges...

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