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Tag: Merrill Lynch investment losses

Merrill Lynch

Blog, Securities Fraud Articles

August 21, 2018

Merrill Lynch Settles Charges for $8.9 Million

SEC Censures & Fines Merrill Lynch for Conflict of Interest According to a press announcement, the Securities and Exchange Commission...

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Blog, Securities Fraud Articles

January 26, 2011

Merrill Lynch Settles Securities Fraud Charges

Merrill Lynch recently agreed to pay a $10 million fine to settle civil securities fraud charges by regulators who accused the firm of...

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