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Tag: LPL Financial unsuitable investments

LPL Financial

Blog, Current Investigations, Securities Fraud Articles

October 31, 2017

LPL Financial Fined $950,000 for Alternative Investment Sales

New Jersey Settlement alleges excessive amounts of alternative investments According to reports, the New Jersey Bureau of Securities...

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LPL Financial

Current Investigations

May 4, 2017

More Trouble for LPL Financial due to Nontraded REIT sales

LPL may have to refund $8 Million for sales of nontraded REITs According to Investment News, LPL Financial could end up refunding $8...

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