Tag: LLC
SEC Charges: Heartland Group Ventures for $122 Million Fraud
Heartland Affiliates Reportedly Charged with Defrauding 700 Investors in Ponzi-like Scheme According to an SEC Complaint filed December 1,...
Titan Securities Broker Richard Demetriou Barred from Securities Industry
FINRA Bars Richard Demetriou of Titan Securities for Unapproved Securities Sales According to a Financial Industry Regulatory Authority...
Investor Alert: TPEG Med-Center Investors, LLC
TPEG Med-Center Investors, LLC, Securities Investigation The White Law Group is investigating potential securities claims involving broker...
Brean Murray, Carret & Co. Fined by FINRA
Brean Murray, Carret & Co., LLC (CRD #23723, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in which...
Won Sok Lee pleads guilty to Ponzi scheme fraud
As first reported by the Sun Sentinel, a former Riviera Beach attorney recently plead guilty to a massive Ponzi scheme investment...
David Michael Piazza fined and suspended from FINRA
FINRA recently announced that David Michael Piazza, formerly of Farmers Financial Solutions, LLC in Montgomery, Illinois, has been fined...
