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Tag: Legg Mason

Blog, Securities Fraud Articles

June 8, 2010

Charles James Moni fined and suspended from FINRA

FINRA recently announced that Charles James Moni, a financial advisor formerly registered with Jesup & Lamont Securities Corp, a FINRA...

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Blog, Securities Fraud Articles

July 28, 2009

William Joseph Boyle barred from industry

In May 2009, FINRA announced that William Joseph Boyle, a financial advisor for Citigroup and Legg Mason Wood Walker in Pennsylvania and...

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