Tag: law firm
ELKS Structured Products for Retail Investors
The White Law Group is investigating the appropriateness of structured product investments sold by various broker-dealers (including...
Lehman Brothers “100 Percent Principal Protective Note” Losses
The White Law Group is investigating securities fraud claims involving investors that were improperly sold Lehman Brothers “100 Percent...
Investigation: Freddie Mac and Fannie Mae Preferred Stocks.
We are investigating a possible securities fraud claim on behalf of an investor involving an improper and unsuitable investment...
Christopher William Shanahan barred from securities industry
FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...
Harold Sheldon Minsky fined and suspended by FINRA
FINRA recently announced that Harold Sheldon Minsky, a financial advisor with J.H. Darbie & Co., Inc., has been fined $10,000 and...
