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Tag: Laidlaw & Co.

Laidlaw & Co Sanctioned for Churning Violations featured by top securities fraud attorneys, the White Law Group

FINRA SEC Sanctions

November 28, 2023

Laidlaw & Co Sanctioned for Churning Violations 

Laidlaw Reps and Firm agree to pay $1 Million for Allegedly Churning Client Accounts  According to the SEC on November 20, 2023, the...

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Laidlaw & Co. to pay $1.5 Million for Supervisory Failures, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

July 23, 2021

Laidlaw & Co. to pay $1.5 Million for Supervisory Failures

FINRA reportedly Sanctions Laidlaw & Rep for Potential Market Manipulation Red Flags According to the Financial Industry Regulatory...

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