Tag: Kansas

October 21, 2010

Information Regarding Waddell & Reed’s Sales Practices

Waddell & Reed’s sales practices have been the subject of regulatory inquiry on several occasions. Back in 2005, FINRA resolved its...

Blog, Securities Fraud Articles

July 9, 2010

Wichita, Kansas Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

Blog, Securities Fraud Articles

March 23, 2010

Lance Scida, Dennis Dale Bailey suspended from FINRA

FINRA recently announced that Lance Nathaniel Scida (a registered representative in Wichita, Kansas) and Dennis Dale Bailey (a registered...

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