Tag: Jane O’Brien SEC complaint

March 7, 2014

Update on Jane O’Brien Alleged Ponzi Scheme

Former broker, Jane O’Brien, who is serving a 33 month sentence after pleading guilty to defrauding clients, is facing additional...

Blog, Securities Fraud Articles

November 4, 2013

Merrill Lynch Fined $500,000 for "Failure to Supervise"

Massachusetts security regulators fine Merrill Lynch $500,000 for “failure to supervise” a former broker who pled guilty to securities...

Blog, Securities Fraud Articles

June 10, 2013

Securities Fraud Investigation into Jane E. O'Brien

According to reports, former Merrill Lynch broker, Jane E. O’Brien, has pled guilty to defrauding a client out of $240,000. O’Brien...

Investment Losses?

Contact our National Securities Fraud Attorneys

Why Hire The White Law Group?

$50 M

Recovered for Investors

30 Years

of Securities Law Experience

700+

FINRA Arbitration Cases

50 States

Representing Investors

5-Star

AVVO Attorney Rating

Contingency Based Fees

(312) 238-9650 | Fax: (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606 The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2023 by The White Law Group, LLC All rights reserved.

PRIVACY POLICY

SITE MAP