Tag: investment losses
AlesiaTec Inc. Securities Investigation
AlesiaTec Inc. – Investigating Potential Lawsuits Are you concerned about your investment in AlesiaTec Inc.? If so, the securities...
L-share Annuity – Suitable Investment for you?
L-share Annuity – Investment Losses An L-Share Annuity is a common share class offered by a variable annuity that has a short...
SEC Alert on Red flags of excessive trading, churning
NY Brokers charged the same day in churning scheme The Securities and Exchange Commission issued an investor alert In January warning...
Senate Democrats want FINRA to compensate investors
Senate Democrats pushing for FINRA reform. In a Senate Banking Committee markup of unrelated bills Thursday, Sen. Elizabeth Warren,...
Wall Street v. Main Street Podcast – Episode 10
What is Churning? Churning is excessive trading by a broker in a client’s account largely to generate commissions. Churning claims arise...
10 Investment Tips for 2017
Here are 10 tips from the SEC’s Office of Investor Education and Advocacy to help you make better informed investment decisions and avoid...
