Tag: inverse ETF fraud attorney

January 9, 2014

Stifel Nicolaus and Century Securities fined by FINRA

FINRA recently announced that it has ordered two St. Louis-based broker-dealers – Stifel, Nicolaus & Company, Incorporated and...

Blog, Securities Fraud Articles

February 12, 2013

Large Award: Leveraged and Inverse exchange-traded funds

According to a report in Reuters, an investment adviser must pay a total of $1.8 million to a group of investors in a securities...

Blog, Securities Fraud Articles

October 24, 2012

Recovery of Giancarlo Ciocca Investment Losses

Have you suffered losses investing in leveraged or inverse ETFs recommended to you by former Merrill Lynch financial advisor Giancarlo...

Investment Losses?

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