Tag: Illinois
Investigation: Securities America and Medical Capital
The White Law Group is investigating securities fraud claims on behalf of investors involving recommendations made by broker-dealers like...
David Michael Piazza fined and suspended from FINRA
FINRA recently announced that David Michael Piazza, formerly of Farmers Financial Solutions, LLC in Montgomery, Illinois, has been fined...
Horace Grant wins award against Morgan Keegan
As reported in the Chicago Tribune, former Chicago Bull Horace Grant won a $1.46 million arbitration award against Morgan Keegan & Co....
Terrence Thomas Alexander barred from FINRA
According to FINRA, Terrence Thomas Alexander was recently barred from FINRA and from associating with any FINRA member firm. The sanction...
