Tag: Hilliard Lyons repayment
FINRA Reports Hilliard Lyons to Repay $1 Million in Mutual Fund Fees
Hilliard Lyons agreed to pay back nearly $1 million to its clients for failing to waive sales fees on mutual funds for eligible...
Hilliard Lyons agreed to pay back nearly $1 million to its clients for failing to waive sales fees on mutual funds for eligible...