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Tag: Fort Lauderdale

Blog, Securities Fraud Articles

Dermot A. Graham barred from FINRA for securities violations.

FINRA recently announced that Dermot A. Graham, formerly of PFS Investments, Inc. in Pompano Beach, Florida, has been barred from...

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Blog, Securities Fraud Articles

Jorge Gerardo Pereira suspended from FINRA

Jorge Gerardo Pereira, formerly of Synergy Investment Group, LLC in Miami, Florida, suspended from FINRA and fined $5,000. Without...

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