(888) 637-5510

Tag: finra sanctions

Wedbush Securities- Broker Misconduct, Customer Complaints and Regulatory Actions, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations, FINRA SEC Sanctions

December 4, 2020

Wedbush Securities- Broker Misconduct, Customer Complaints

The White Law Group reviews the regulatory history of Wedbush Securities. Wedbush Securities, (CRD #877, Los Angeles, CA) headquartered in...

Read More →

Aegis Capital Corp. Customer Complaints & Regulatory Actions, featured by top securities fraud attorneys, The White Law Group

November 20, 2020

Aegis Capital Corp. Customer Complaints & Regulatory Actions

The White Law Group reviews the regulatory history of Aegis Capital Corp. Aegis Capital Corp., (CRD #15007, New York, NY) is a...

Read More →

Blog, FINRA SEC Sanctions

August 2, 2016

Securities America to Pay $1.54 million in Customer Restitution

According to the Financial Industry Regulatory Authority (FINRA) between July 1, 2009 and July 1, 2015 Securities America,...

Read More →

LPL Financial

Blog, Securities Fraud Articles

December 15, 2015

Aldo Comuzzi barred from securities industry

Investor Alert: Aldo Comuzzi is Permanently Barred According to a recent FINRA announcement, Aldo Comuzzi (CRD #4333010, Boca Raton,...

Read More →

Investment Losses?

Contact our National Securities Fraud Attorneys

Why Hire The White Law Group?

$50 M

Recovered for Investors

30 Years

of Securities Law Experience

700+

FINRA Arbitration Cases

50 States

Representing Investors

5-Star

AVVO Attorney Rating

Contingency Based Fees

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606 The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2023 by The White Law Group, LLC All rights reserved.

PRIVACY POLICY