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Tag: FINRA Rules

FINRA Rule 2090 Know your Customer featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 27, 2023

FINRA Rule 2090 Know your Customer 

What is FINRA Rule 2090?  FINRA Rule 2090, also known as the “Know Your Customer” rule, was created by the Financial Industry...

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FINRA Rule 3270 Outside Business Activities featured by top securities fraud attorneys, the White Law Group

Blog

March 23, 2023

FINRA Rule 3270 Outside Business Activities 

What is FINRA Rule 3270 Outside Business Activities? The Financial Industry Regulatory Authority (FINRA), the regulator that oversees...

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FINRA Rule 2010, featured by top securities fraud attorneys, the White Law Group

Blog

March 21, 2023

FINRA Rule 2010 

What is FINRA Rule 2010? The Financial Industry Regulatory Authority (FINRA) sets and enforces rules, such as Rule 2010, that govern the...

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Can I Sue my Financial Advisor? Featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 16, 2023

Can I Sue my Financial Advisor? 

Can I sue my Financial Advisor or Broker? If you have suffered considerable investment losses, you may be wondering if it’s possible to...

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JAMS

Blog

September 2, 2018

FINRA v. JAMS – What’s the Difference?

Two Arbitration Processes – JAMS & FINRA There are two possible arbitration processes used to litigate disputes, FINRA or JAMS, ...

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