Tag: FINRA Rule 2020
FINRA Rule 2020: Manipulative, Deceptive, Fraudulent Devices
What is FINRA Rule 2020? FINRA Rule 2020 was put in place by the Financial Regulatory Authority (FINRA), to deter the use of manipulative,...
Solicited Trades versus Unsolicited Trades
Why does it Matter if your Trades are Solicited in a FINRA Claim? The White Law Group represents investors in claims against their...
FINRA Rules Securities Fraud/Customer Dispute Claims
FINRA Rules Regarding Securities Fraud Claims 2010. Standards of Commercial Honor and Principles of Trade A member, in the conduct of its...