Tag: FINRA Rule 2020

Securities Fraud Articles

FINRA Rule 2020: Manipulative, Deceptive, Fraudulent Devices

What is FINRA Rule 2020? FINRA Rule 2020 was put in place by the Financial Regulatory Authority (FINRA), to deter the use of manipulative,...

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Blog, Securities Fraud Articles

Solicited Trades versus Unsolicited Trades 

Why does it Matter if your Trades are Solicited in a FINRA Claim? The White Law Group represents investors in claims against their...

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Blog, Securities Fraud Articles

FINRA Rules Securities Fraud/Customer Dispute Claims

FINRA Rules Regarding Securities Fraud Claims 2010. Standards of Commercial Honor and Principles of Trade A member, in the conduct of its...

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