Tag: FINRA dispute resolution
Investigation: Aaron Vallett Investment Losses
The White Law Group is announcing an investigation into the potential for investors who suffered investment losses due to their dealings...
Federal Appeals Court Rules against FINRA on Fine Collection
Multiple outlets are reporting that a Manhattan federal appeals court has ruled that FINRA is not able to pursue fines by taking their...
Chattanooga, Tennessee Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
How to file a FINRA complaint
Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...
