Tag: financial advisor promissory note litigation

Blog, Securities Fraud Articles

FINRA Awards regarding Financial Advisor Promissory Notes

Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms in...

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Blog, Securities Fraud Articles

Securities Employment Claims | Attorneys for Financial Advisors

Securities Employment Claims – Securities Attorneys for Financial Advisors – Updated May 23, 2019 Are you a financial advisor...

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Blog, Securities Fraud Articles

Slow Transfer Year in Securities Industry

According to the InvestmentNewsAdvisers on the Move database, the wealth management division of UBS Financial Services Inc. added the most...

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Blog, Securities Fraud Articles

UBS Promissory Note Securities Litigation

The White Law Group is currently representing two former UBS financial advisors in a litigation matter involving their alleged promissory...

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Blog, Securities Fraud Articles

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Financial Advisor Promissory Note Securities Lawsuits

Financial Advisor Promissory Note Attorney Updated December 1, 2020 The White Law Group continues to represent financial advisors in...

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