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Tag: financial advisor excessive trading

Current Investigations, Securities Fraud

Michael S. Lavolpe Barred from Securities Industry

Concerned about investment losses with Michael S. Lavolpe? Have you suffered losses investing with Michael S. Lavolpe? If so, The White Law...

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Blog, Current Investigations

Investor Alert: David Cannata Barred from Securities Industry

According to FINRA, David Charles Cannata (CRD #2408845, Smithtown, New York) was barred from association with any FINRA member in any...

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Blog, Securities Fraud

SEC accuses 3 former JP Turner Brokers of Churning

According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...

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