Tag: fiduciary duty
McDermott Investment Advisors held Liable
SEC Charged McDermott Investment Advisors with ‘double-dipping’ with advisory fees, transactional costs According to...
Risk Alert: SEC finds RIAs Fee Calculations Harmful to Investors
Registered Investment Advisors Fee Calculations found Lacking According to a Risk Alert published by the SEC On November 10, 2021, the...
Financial Advisors’ Fiduciary Duty
Andrew Haigney recently wrote an interesting article for businessinsider.com where he called investment advice “one of the greatest scams...
Minnesota Securities Laws
Each state has its own securities laws. The following are selected sections of the Minnesota securities laws that are generally applicable...
Alaska Securities Law
Each state has its own securities laws. The following are selected sections of the Alaska securities laws that are generally applicable in...
Columbus, Ohio Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...