Tag: excessive trading attorney
Blog, Securities Fraud
February 15, 2013
Is your broker churning your account? Are you victim of churning by your financial advisor? If so, the securities attorneys of The White...
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Blog, Securities Fraud
November 27, 2012
What is Churning Fraud? Churning fraud is defined as an unethical practice employed by some financial advisors to increase their...
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Blog, Securities Fraud
September 11, 2012
According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...
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Blog, Securities Fraud
August 7, 2012
FINRA & NFA Rules Governing Churning Although the industry has done a decent job of curbing the churning of investors’ accounts...
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Blog, Securities Fraud
May 4, 2012
Woodbury Financial Services, Inc. (CRD #421, Oakdale, Minnesota) recently submitted a Letter of Acceptance, Waiver and Consent in which the...
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Blog, Securities Fraud
January 4, 2012
Have You Been a Victim of Excessive Trading? Has your account been excessively traded or churned by your financial advisor? If so, you may...
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