excessive trading attorney Archives

Tag: excessive trading attorney

February 15, 2013

Is your broker churning your account? Are you victim of churning by your financial advisor? If so, the securities attorneys of The White...

November 27, 2012

What is Churning Fraud? Churning fraud is defined as an unethical practice employed by some financial advisors to increase their...

September 11, 2012

According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...

August 7, 2012

FINRA & NFA Rules Governing Churning Although the industry has done a decent job of curbing the churning of investors’ accounts...

May 4, 2012

Woodbury Financial Services, Inc. (CRD #421, Oakdale, Minnesota) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

January 4, 2012

Have You Been a Victim of Excessive Trading? Has your account been excessively traded or churned by your financial advisor? If so, you may...