Tag: ETF investigation

December 14, 2011

Leveraged and Inverse ETF Investment Losses

According to the North American Securities Administrators Association (NASAA) “Exchange–traded funds (ETFs) have grown increasingly...

Blog, Securities Fraud Articles

October 17, 2011

ETF Industry Leader, Blackrock Inc. Wants Better Regulation

According to an investmentnews.com article, ETF industry leader BlackRock Inc. recently issued a report in which they made some suggestions...

Blog, Securities Fraud Articles

July 20, 2011

Massachusetts suing RBC over ETF sales

According to the Investment News, Massachusetts’ top securities regulator is suing RBC Capital Markets LLC and one of its former...

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