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Tag: elderly investors

Blog, Securities Fraud Articles

November 17, 2011

FINRA Wants “Senior Designations” to Have Real Meaning

According to a recent investmentnews.com article the Financial Industry Regulatory Authority (FINRA) “is warning firms about the use of...

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Blog, Securities Fraud Articles

March 4, 2011

Proposed Legislation Aimed At Protecting Elderly Investors

According to the Sun Sentinel, U.S. Rep. Ted Deutch recently unveiled proposed legislation aimed at protecting the elderly from financial...

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