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Tag: Donald Bartelt investment losses

Mark Hotton

Securities Fraud Articles

February 6, 2017

Donald Bartelt Barred from Securities Industry

Concerned about Investment Losses with Donald Bartelt? According to FINRA, Donald Bartelt (CRD #1377935, Cave Creek, Arizona), was fined...

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Blog, Securities Fraud Articles

August 4, 2014

5 Brokers Accused of Churning

According to FA-Mag.com, the Financial Industry Regulatory Authority (FINRA) has accused five brokers of churning and excessive trading in...

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