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Tag: Donald Bartelt investigation

Mark Hotton

Securities Fraud Articles

February 6, 2017

Donald Bartelt Barred from Securities Industry

Concerned about Investment Losses with Donald Bartelt? According to FINRA, Donald Bartelt (CRD #1377935, Cave Creek, Arizona), was fined...

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Blog, Securities Fraud Articles

August 4, 2014

5 Brokers Accused of Churning

According to FA-Mag.com, the Financial Industry Regulatory Authority (FINRA) has accused five brokers of churning and excessive trading in...

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