Tag: Discretionary account commissions

May 23, 2017

Two Texas Retirees Reportedly Sue LPL Financial

Former clients of LPL Financial are fighting the firm and their broker, Jason N. Anderson in Beaumont, Texas. Plaintiffs Elijah Denson and...

Blog

May 15, 2017

Investor Alert: Excessive Trading in your Brokerage Account

Recognizing Excessive Trading or Churning in your Brokerage Account In January, the SEC’s Office of Investor Education and Advocacy...

Blog, Securities Fraud Articles

June 28, 2012

Overview of Investment Products and the Commissions Associated With Each

When it comes to understanding the potential risks, costs, and advantages of the various investment “products” offered today, a prudent...

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