Tag: David Lerner FINRA investigation
David Lerner fined over municipal bond and CMO transactions.
A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David Lerner to pay more than $3.7 million in fines and...
David Lerner in more trouble over Apple REITs
It is being reported that FINRA recently filed an enforcement complaint against David Lerner individually for allegedly misleading...
More David Lerner / Apple REIT Bad News?
According to the Investment News, clients of David Lerner Associates Inc. holding shares in nontraded REITs created by Apple REIT Cos. Inc....
David Lerner, Apple REIT Securities Fraud Investigation
Despite the writing on the wall, David Lerner continues to maintain that there is nothing wrong with the Apple REITs that it has sold to...
David Lerner Associates Investigated by FINRA
According to the Investment News, David Lerner Associates Inc. has been accused of targeting unsophisticated and elderly customers while...
