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Tag: David Lerner FINRA fine

Blog, Securities Fraud Articles

Step in the right direction on nontraded REITs?

According to reports, the Investment Program Association, a national trade association representing companies that offer direct investments...

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Blog, Securities Fraud Articles

FINRA fines David Lerner over Apple REIT sales.

The Financial Industry Regulatory Authority Inc. recently announced that it has ordered David Lerner & Associates to pay $12 million in...

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Blog, Securities Fraud Articles

David Lerner fined over municipal bond and CMO transactions.

A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David Lerner to pay more than $3.7 million in fines and...

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Blog, Securities Fraud Articles

David Lerner in more trouble over Apple REITs

It is being reported that FINRA recently filed an enforcement complaint against David Lerner individually for allegedly misleading...

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Blog, Securities Fraud Articles

David Lerner Associates Investigated by FINRA

According to the Investment News, David Lerner Associates Inc. has been accused of targeting unsophisticated and elderly customers while...

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