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Tag: David Lerner FINRA fine

Blog, Securities Fraud

Step in the right direction on nontraded REITs?

According to reports, the Investment Program Association, a national trade association representing companies that offer direct investments...

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Blog, Securities Fraud

FINRA fines David Lerner over Apple REIT sales.

The Financial Industry Regulatory Authority Inc. recently announced that it has ordered David Lerner & Associates to pay $12 million in...

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Blog, Securities Fraud

David Lerner fined over municipal bond and CMO transactions.

A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David Lerner to pay more than $3.7 million in fines and...

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Blog, Securities Fraud

David Lerner in more trouble over Apple REITs

It is being reported that FINRA recently filed an enforcement complaint against David Lerner individually for allegedly misleading...

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Blog, Securities Fraud

David Lerner Associates Investigated by FINRA over Apple REIT sales

According to the Investment News, David Lerner Associates Inc. has been accused of targeting unsophisticated and elderly customers while...

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