Tag: David Lerner FINRA fine
Step in the right direction on nontraded REITs?
According to reports, the Investment Program Association, a national trade association representing companies that offer direct investments...
David Lerner fined over municipal bond and CMO transactions.
A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David Lerner to pay more than $3.7 million in fines and...
David Lerner in more trouble over Apple REITs
It is being reported that FINRA recently filed an enforcement complaint against David Lerner individually for allegedly misleading...
David Lerner Associates Investigated by FINRA
According to the Investment News, David Lerner Associates Inc. has been accused of targeting unsophisticated and elderly customers while...
