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Tag: David Lerner complaint

Blog, Securities Fraud Articles

September 28, 2011

FINRA Proposal for Faster Valuations of Non-traded REITs

According to the investmentnews.com, FINRA “is putting the finishing touches on a rule proposal that would shorten the amount of time...

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Blog, Securities Fraud Articles

January 11, 2011

FINRA Investigates Long Island firm David Lerner & Associates

According to the New York Post, in May 2010, FINRA accused Long Island brokerage firm David Lerner Associates and its head trader, William...

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