Tag: Dallas
Dallas, Texas Securities Fraud Lawyer / Broker Fraud Attorney
Securities Fraud Attorney in Dallas, Texas *UPDATED* The White Law Group, LLC is a national securities fraud, securities arbitration,...
Penson Financial Services and Pinnacle Capital Markets fined by FINRA.
In February 2010, the Financial Industry Regulatory Authority (FINRA) announced that it had fined Penson Financial Services, a Dallas-based...
Sheila Dawnell Dowling barred from securities industry
FINRA recently announced that Sheila Dawnell Dowling, formerly of Fidelity Brokerage Services, LLC in Keller, Texas, has been barred from...
Penson Financial Services fined by FINRA for securities violations
FINRA recently announced that Penson Financial Services, Inc. has been fined $38,000 and ordered to pay $22,663, plus interest, in...
Penson Financial Services, Inc., based in Dallas, Texas, fined by FINRA.
Penson Financial Services, Inc. was recently fined $27,500 by FINRA. Without admitting or denying the findings, Penson Financial Services...
