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Tag: Credit Suisse Securities losses

Credit Suisse Securities

Blog

November 8, 2018

FINRA Awards former Credit Suisse Broker $975,530

Credit Suisse Securities – New York City, NY According to reports yesterday, a FINRA arbitration panel has awarded $975,530 to...

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Blog, Securities Fraud Articles

August 3, 2011

FINRA Fines Credit Suisse & Merrill Lynch for Misrepresentations

The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse Securities (USA) LLC $4.5 million, and Merrill Lynch $3...

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