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Tag: Credit Suisse Securities lawsuit

Credit Suisse Securities

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November 8, 2018

FINRA Awards former Credit Suisse Broker $975,530

Credit Suisse Securities – New York City, NY According to reports yesterday, a FINRA arbitration panel has awarded $975,530 to...

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Blog, Securities Fraud Articles

December 29, 2011

FINRA Fines Credit Suisse Securities for SHO Violations

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Credit Suisse Securities (USA) LLC $1.75 million...

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