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Tag: Credit Suisse Securities FINRA sanction

Blog, Securities Fraud Articles

March 5, 2012

FINRA Fines Credit Suisse Securities for Alternative Investments

Have you suffered losses in an alternative investment, hedge fund, or fund of funds sold to you by Credit Suisse Securities or Credit...

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Blog, Securities Fraud Articles

December 29, 2011

FINRA Fines Credit Suisse Securities for SHO Violations

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Credit Suisse Securities (USA) LLC $1.75 million...

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