Tag: commodities attorney
Capital Market Services fined by NFA
National Futures Association (NFA) has imposed a monetary sanction of $75,000 against Capital Market Services LLC (CMS), a Futures...
NFA Investigates D2W Capital Management
National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against D2W Capital Management LLC...
Anthony S. Bobba, former principal of Boca Raton firm, temporarily barred from NFA membership
National Futures Association (NFA) has barred Anthony S. Bobba, principal of Pioneer Commodities LLC (Pioneer), a former Introducing Broker...
NFA Action – Oregon Firm System Capital, LLC
National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against System Capital, LLC (System...
NFA fines Chicago firm Brewer Futures Group LLC
National Futures Association (NFA) has fined Brewer Futures Group LLC (BFG) and its principal, Steven J. Brewer $100,000. BFG is an...
NFA takes an emergency enforcement action against IAG
National Futures Association (NFA) announced that it has taken an emergency enforcement action against IAG Capital Management, LLC (IAG),...
