Tag: closed-end fund losses
Risks of Closed-End Funds Coming to Fruition?
With rates rising, some closed-end funds (particularly the highly leveraged ones) are starting to show some significant losses. The White...
FINRA Fines Atlanta based broker-dealer SunTrust Investment Services
FINRA recently today that it has ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million to resolve charges related...