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Tag: Citigroup Global Markets  supervisory issues

Citigroup Global Markets

Blog, Current Investigations

May 15, 2018

Citigroup Global Markets Inc. Censured & Fined $450,000

FINRA Sanctions Citigroup for Supervisory Issues According to FINRA on February 9, an AWC was issued in which Citigroup Global Markets Inc....

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Citigroup Global Markets

Blog, Current Investigations

December 29, 2017

Citigroup Global Markets hit with $11.5 Million in Sanctions

Citigroup Global Markets Reportedly displayed inaccurate research ratings  According to the Financial Industry Regulatory Authority, the...

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