Tag: churning
William James Murphy Barred From Securities Industry
FINRA recently issued a regulatory decision wherein William James Murphy was fined $591,933.67 as disgorgement of commissions and barred...
Alabama Securities Law
Each state has its own securities laws. The following are selected sections of the Alabama securities laws that are generally applicable in...
Current Securities Fraud Investigations
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...