Tag: churning turnover ratio
Current Investigations, Securities Fraud Articles
January 26, 2018
Joseph C. Farah Barred from Securities Industry
FINRA Alleges Joseph C. Farah Churned Customer’s Account According to the Financial Industry Regulatory Authority, on January 17, 2018,...
Blog, Current Investigations, Securities Fraud Articles
January 9, 2018
Investor Awarded $1.67 Million in California Churning Case
FINRA Orders Broker and Madison Avenue Securities to pay Court costs and fees According to the Financial Industry Regulatory Authority, an...
December 19, 2017
Sonoma Ridge Partners – More Bad News for Investors
Investigating Potential Claims – Sonoma Ridge Partners aka Jadda Secured Senior Mortgage Fund The White Law Group continues to...
October 26, 2017
Direxion Daily Semiconductor Bear 3X ETF (SOXS) Down 66.29%.
Investigating Potential Claims involving Direxion Daily Semiconductor Bear 3X Are you concerned about investment losses in Direxion Daily...
October 25, 2017
Direxion Daily FTSE China Bear 3X ETF Securities Investigation
Direxion Daily FTSE China Bear 3X Investment Losses Have you suffered losses investing in Direxion Daily FTSE China Bear 3X at the...
October 13, 2017
Steven John Meyer Barred from Securities Industry
Steven John Meyer, Recovery of Investment Losses According to the Financial Industry Regulatory Authority, Steven John Meyer of Staten...