Tag: Chicago securities attorney
FINRA focused on Private Placements and Non-Traded REITs
Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...
Recovery of Charles Schwab YieldPlus Losses
The White Law Group is investigating claims on behalf of investors that invested in Charles Schwab’s YieldPlus fund. The Financial...
Local California Counsel for FINRA Arbitrations
Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...
Recovery of Schwab YieldPlus Investment Losses
The White Law Group is investigating securities fraud claims involving the ultra-short bond funds Schwab YieldPlus (SWYPX) and Schwab...
Mahesh Pravin Jhala barred from FINRA.
Mahesh Pravin Jhala Barred from Securities FINRA recently announced that Mahesh Pravin Jhala, formerly of Investors Capital Corp. in...
Investigation of Chicago Investment Group, LLC
The White Law Group is currently investigating whether Chicago Investment Group financial advisors, including but not limited to, Howard...
