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Tag: Chicago SEC attorney

Blog, Securities Fraud Articles

April 10, 2013

SEC Enforcement Actions coming out of the 2008 financial crisis.

Securities and Exchange Commission (SEC) recently released a report highlighting key statistics relating to enforcement actions they have...

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Blog, Securities Fraud Articles

November 30, 2012

SEC Charges Chicago Adviser With Defrauding Investors

The Securities and Exchange Commission (the SEC) recently charged a Chicago-based investment adviser and his firm with defrauding clients...

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