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Did your Broker recommend an Unsuitable Investment? FINRA Rule 2111 requires that a firm or its representative have a reasonable basis to...
Financial fraud routinely follows on the heels of disaster. Sadly, Hurricane Harvey and Hurricane Irma figure to be no different. Often...
According to a new Accenture survey of 400 financial advisors and 1,000 investors in the United States, advisors are three times more...
According to a report in Reuters, an investment adviser must pay a total of $1.8 million to a group of investors in a securities...