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Tag: Chicago investment fraud law firm

Blog, Securities Fraud Articles

November 30, 2012

SEC Charges Chicago Adviser With Defrauding Investors

The Securities and Exchange Commission (the SEC) recently charged a Chicago-based investment adviser and his firm with defrauding clients...

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Blog, Securities Fraud Articles

August 30, 2012

CFP Revocations Announced

According to a report in Financial Advisor magazine, the Certified Financial Planner Board revoked the Certified Financial Planner mark...

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