Tag: CFP Board

October 28, 2020

CFP Board Disciplinary Action: Investigation and Inquiries

Financial Advisors: Concerned about a CFP Board Inquiry? If you are a financial advisor and have received a CFP Board Inquiry requesting...

CFP Board to spend $5 Million running background checks on all CFPs in 2020, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

June 29, 2020

CFP Board to spend $5 Million running background checks on CFPs in 2020

CFP Board to spend $5 Million running background checks on all CFPs in 2020 After news of reported significant failures in its enforcement...

CFP Board Tightens Standards, Featured by Top Securities Fraud Attorneys, The White Law Group

Blog

August 2, 2019

CFP Board of Standards Tightens Review of Financial Advisors

CFP Board criticized for not disclosing the disciplinary history of financial advisors featured on its LetsMakeAPlan.org site. According to...

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